By
Kevin E. Noonan

MyriadThe
Supreme Court's decision in the Myriad case has been almost universally
hailed as being a great victory for patients, doctors, personalized medicine, and research.  Precluding patenting for "merely"
isolated human DNA, while permitting cDNA to be patent-eligible, is seen as
being a rational compromise ("The Supreme Court got it exactly right,"
according to amicus Eric Lander of the Broad Institute) and no less a legal
luminary than Nina Totenberg has said that the decision has "enormous implications for the future of personalized
medicine and in many ways is likely to shape the future of science and
technology."  Medical practitioners
and media pundits agree: with this decision, the Court swept away a significant
barrier to patient access for BRCA gene tests and, by implication, genetic
testing more generally.  Indeed, several
genetic analysis companies (including Ambry Genetics, and of course Dr. Harry Ostrer, the
only plaintiff with standing to sue), announced plans to offer BRCA gene
testing.

The natural question to ask is:  are
all these "experts" correct?  The answer may surprise you.  During oral argument before the Federal Circuit the first time the case
came before the appellate court, Gregory Castanias, representing Myriad, argued that the
plaintiffs did not have standing to bring the lawsuit under the doctrine of
redressability.  The plaintiffs would not
be able to perform genetic diagnostics on the BRCA genes, according to Mr.
Castanias, because Myriad's patents contained additional method claims of
different scope (other than the claims targeted by plaintiffs in their lawsuit)
that Myriad could assert against Dr. Harry Ostrer.  Specifically, the District Court and the
Federal Circuit recognized that the claims put at issue by plaintiffs were
generally directed broadly to "comparing" a patient's BRCA gene
sequence with a wildtype sequence, which failed the then-prevailing "machine
or transformation" test for patent-eligibility of method claims.  Claim 1
of U.S. Patent No. 6,033,857 is illustrative of the invalidated claims:

1.  A method for identifying a mutant BRCA2
nucleotide sequence in a suspected mutant BRCA2 allele which comprises
comparing the nucleotide sequence of the suspected mutant BRCA2 allele with the
wild-type BRCA2 nucleotide sequence, wherein a difference between the suspected
mutant and the wild-type sequences identifies a mutant BRCA2 nucleotide
sequence.

Whether Mr. Castanias is correct depends on how the
Court's Mayo v. Prometheus and Myriad decisions affect the
patent-eligibility of these remaining claims.  These claims include claims 3, 4, and 9 of U.S. Patent 5,709,999:

3.  A method for detecting a germline
alteration in a BRCA1 gene, said alteration selected from the group consisting
of the alterations set forth in Tables 12A, 14, 18 or 19 in a human which
comprises analyzing a sequence of a BRCA1 gene or BRCA1 RNA from a human sample
or analyzing a sequence of BRCA1 cDNA
made from mRNA from said human sample with the proviso that said germline
alteration is not a deletion of 4 nucleotides corresponding to base numbers
4184-4187 of SEQ ID NO:1, which comprises analyzing
BRCA1 RNA from the subject
and wherein a germline alteration is detected by
hybridizing a BRCA1 gene probe which
specifically hybridizes to nucleic acids containing at least one of said
alterations and not to wild-type BRCA1 sequences to RNA isolated from said
human sample
and detecting the presence of a hybridization product, wherein
the presence of said product indicates the presence of said alteration in said
RNA and thereby the presence of said germline alteration in said sample.

4.  A method for detecting a germline
alteration in a BRCA1 gene, said alteration selected from the group consisting
of the alterations set forth in Tables 12A, 14, 18 or 19 in a human which
comprises analyzing a sequence of a BRCA1 gene or BRCA1 RNA from a human sample
or analyzing a sequence of BRCA1 cDNA
made from mRNA from said human sample with the proviso that said germline
alteration is not a deletion of 4 nucleotides corresponding to base numbers
4184-4187 of SEQ ID NO:1,wherein a germline alteration is detected by obtaining a first BRCA1 gene fragment from a
BRCA1 gene isolated from said human sample and a second BRCA1 gene fragment
from a wild-type BRCA1 gene
, said second fragment corresponding to said
first fragment, forming single-stranded
DNA from said first BRCA1 gene fragment and from said second BRCA1 gene
fragment
, electrophoresing said
single-stranded DNAs on a non-denaturing polyacrylamide gel
, comparing the mobility of said
single-stranded DNAs on said gel to determine if said single-stranded DNA from
said first BRCA1 gene fragment is shifted relative to said second BRCA1 gene
fragment
and sequencing said
single-stranded DNA from said first BRCA1 gene fragment having a shift in
mobility
.

9.  A method for detecting a germline
alteration in a BRCA1 gene, said alteration selected from the group consisting
of the alterations set forth in Tables 12A, 14, 18 or 19 in a human which
comprises analyzing a sequence of a BRCA1 gene or BRCA1 RNA from a human sample
or analyzing a sequence of BRCA1 cDNA
made from mRNA from said human sample with the proviso that said germline
alteration is not a deletion of 4 nucleotides corresponding to base numbers
4184-4187 of SEQ ID NO:1, wherein a germline alteration is detected by forming a heteroduplex consisting of a first
strand of nucleic acid selected from the group consisting of BRCA1 gene genomic
DNA fragment isolated from said sample, BRCA1 RNA fragment isolated from said
sample and BRCA1 cDNA fragment made from mRNA from said sample and a second
strand of a nucleic acid consisting of a corresponding human wild-type BRCA1
gene fragment
, analyzing for the
presence of a mismatch in said heteroduplex
, and sequencing said first strand of nucleic acid having a mismatch.

Claim 10 from U.S. Patent No. 5,710,001:

10.  A method for screening a tumor sample
from a human subject for a somatic alteration in a BRCA1 gene in said tumor
which comprises gene comparing a first sequence selected form the group
consisting of a BRCA1 gene from said tumor sample, BRCA1 RNA from said tumor
sample and BRCA1 cDNA made from mRNA from
said tumor sample
with a second sequence selected from the group consisting
of BRCA1 gene from a nontumor sample of said subject, BRCA1 RNA from said
nontumor sample and BRCA1 cDNA made from
mRNA from said nontumor sample
, wherein a difference in the sequence of the
BRCA1 gene, BRCA1 RNA or BRCA1 cDNA from said tumor sample from the sequence of
the BRCA1 gene, BRCA1 RNA or BRCA1 cDNA from said nontumor sample indicates a
somatic alteration in the BRCA1 gene in said tumor sample,  wherein the nucleic acid sequence is compared
by molecularly cloning all or part of
the BRCA1 gene from said tumor sample and from said nontumor sample to produce cloned nucleic acids and sequencing the cloned nucleic acids.

Claim 9 of U.S. Patent No. 5,753,441:

9.  A method for screening germline of a
human subject for an alteration of a BRCA1 gene which comprises comparing
germline sequence of a BRCA1 gene or BRCA1
RNA from a tissue sample from said subject
or a sequence of BRCA1 cDNA made from mRNA from said sample
with germline sequences of wild-type BRCA1 gene
, wild-type BRCA1 RNA or
wild-type BRCA1 cDNA, wherein a difference in the sequence of the BRCA1 gene,
BRCA1 RNA or BRCA1 cDNA of the subject from wild-type indicates an alteration
in the BRCA1 gene in said subject, wherein a germline nucleic
acid sequence is compared by amplifying
all or part of a BRCA1 gene
using a primer
specific for a specific BRCA1 mutant allele
and detecting the presence of an amplified product, wherein the
presence of said product indicates the presence of said specific allele.

And claim 4 of U.S. Patent No. 6,033,857:

4.  A method for diagnosing a
predisposition for breast cancer in a human subject which comprises comparing
the germline sequence of the BRCA2 gene or the
sequence of its mRNA
[= cDNA] in a tissue sample from said subject with the
germline sequence of the wild-type BRCA2 gene or the sequence of its mRNA,
wherein an alteration in the germline sequence of the BRCA2 gene or the
sequence of its mRNA [= cDNA] of the subject indicates a predisposition to said
cancer, wherein the detection in the alteration in the germline sequence is
determined by an assay selected from the group consisting of
    (a) observing shifts
in electrophoretic mobility
of single-stranded DNA on non-denaturing
polyacrylamide gels,
    (b) hybridizing a BRCA2 gene probe to genomic DNA
isolated from said tissue sample,
    (c) hybridizing an allele-specific probe to genomic
DNA of the tissue sample,
    (d) amplifying
all or part of the BRCA2 gene
from said tissue sample to produce an
amplified sequence and sequencing the
amplified sequence
,
    (e) amplifying
all or part of the BRCA2 gene from said tissue sample using primers for a specific BRCA2 mutant allele,
    (f) molecularly
cloning all or part of the BRCA2 gene
from said tissue sample to produce a
cloned sequence and sequencing the cloned sequence,
    (g) identifying a mismatch between (1) a BRCA2 gene
or a BRCA2 mRNA isolated from said tissue sample, and (2) a nucleic acid probe
complementary to the human wild-type BRCA2 gene sequence, when molecules (1)
and (2) are hybridized to each other to form a duplex,
    (h) amplification of BRCA2 gene sequences in said
tissue sample and hybridization of the amplified sequences to nucleic acid
probes which comprise wild-type BRCA2 gene sequences,
    (i) amplification of BRCA2 gene sequences in said
tissue sample and hybridization of the amplified sequences to nucleic acid
probes which comprise mutant BRCA2 gene sequences,
    (j) screening for a deletion mutation in said
tissue sample,
    (k) screening for a point mutation in said tissue
sample,
    (l) screening for an insertion mutation in said
tissue sample, and
(m) in situ
hybridization
of the BRCA2 gene of said tissue sample with nucleic acid
probes which comprise the BRCA2 gene.

The italicized portion of these claims constitute
affirmative limitations that are more than merely comparing two sequences, the
deficiency that formed the basis for the Federal Circuit to affirm the District
Court's invalidation of these claims.  As
stated in Justice Thomas' opinion:

[T]his case
does not involve patents on new applications of knowledge about the BRCA1 and
BRCA2 genes.  Judge Bryson aptly noted that, "[a]s the first party
with knowledge of the [BRCA1 and BRCA2] sequences, Myriad was in an excellent
position to claim applications of that knowledge.  Many of its unchallenged
claims are limited to such applications."

These methods are clearly "applications"
of the "knowledge of the [BRCA1 and BRCA2] sequences" and constitute
applications to which the unchallenged claims are limited.  The Court's Myriad decision not only does not
preclude patent-eligibility for these claims, it affirmatively suggests that
claims to such applications (particularly when directed to using cDNA) are the
type of claims the Court believes do not suffer from the deficiencies the Court
found attached to claims to "merely" isolated genomic DNA.

Supreme Court Courtroom_cBut what of the effects of the Court's Mayo decision?  Recall that Justice Breyer's opinion (like Myriad, for a unanimous Court) mandates
that to be patent eligible a claim cannot merely recite a law of nature and
direct that it be applied.  Claims
to "a process that focuses upon the use of a natural law must also contain other
elements or a combination of elements, sometimes referred to as an 'inventive
concept,' sufficient to ensure that the patent in practice amounts to
significantly more than a patent upon the natural law itself."  Here, the "law of
nature" would putatively be the correlation between certain alterations
in the sequence of the BRCA 1 or BRCA 2 genes with an increased risk or
predilection for developing breast or ovarian cancer.  An important part of the Court's reasoning
concerning the patent-ineligibility of the claims at issue in Mayo is that the limitation(s) in the
claims relating to detection methods were not specified or limited to any
specific methods.  Moreover, both
administration of 6-thioguanine (6-TG) to patients and assaying blood from such
patients for 6-TG or its metabolites was "well-understood, routine and
conventional" and had been "previously
engaged in by researchers in the field."  In Mayo,
"scientists already understood that the levels in a
patient's blood of certain metabolites, including, in particular, 6-thioguanine
and its nucleotides (6–TG) and 6-methyl-mercaptopurine (6–MMP), were correlated
with the likelihood that a particular dosage of a thiopurine drug could cause
harm or prove ineffective," circumstances that supported the Court's
determination regarding what was "well-understood,
routine and conventional."

Myriad's
method claims differ in two important ways from the claims in Mayo with regard to these
considerations.  First, even the Supreme
Court acknowledged that Myriad had "discovered the precise location and
sequence of two human genes, mutations of which can substantially increase the
risks of breast and ovarian cancer" and that this discovery was "a
medical breakthrough."  It seems
evident that methods directed to previously undetected BRCA genes cannot be "well-understood,
routine and conventional."  And
another aspect of the Court's decision in Mayo, that administering 6-TG to
patients constituted a "pre-existing" audience (doctors) who had been
performing the administration step in the prior art, cannot be the case here where the Court
recognized that the BRCA genes were unknown prior to Myriad's "discovery."

In addition, unlike Myriad's invalidated method
claims or the claims at issue in Mayo,
how genetic alterations correlated
with cancer risk are detected in the remaining Myriad method claims is recited with specificity.  A
consequence of this specificity is that Myriad's claims have a much more narrow
scope and thus exert a much more restricted preclusive effect than the claims
in Mayo.

And the Court's other concern in Mayo, that the claims at issue "threaten
to inhibit the development of more refined treatment recommendations (like that
embodied in Mayo's test), that combine Prometheus' correlations with later
discovered features of metabolites, human physiology or individual patient
characteristics" are contravened here because these claims are all limited
to detecting specific mutations disclosed in Myriad's patent
specifications.  New mutations and their
detection fall outside the scope of these remaining claims and thus what is "preempted"
by Myriad in these claims is both properly within the scope of the patent
disclosure and does not pose the impediment that raised concern with the Court
in Mayo.

In view of these considerations, it should
be clear that any "victory" claimed by the ACLU or Public Patent
Foundation is of the Pyrrhic variety; tragically, the women patients, whose
banner was used to engender sympathy and support from the public and press
(with attendant publicity from The New
York Times
to People and Marie Clare) are in no better a position
than they were before the Court's decision.  As for Myriad, the fact that they can
sue unlicensed purveyors of BRCA gene testing doesn't mean that they will.  Under circumstances where asserting their patent rights throughout this case
put the patent rights of many biotechnology companies at risk for patents
Myriad itself admitted were not critically important to protect their
commercial interests, it would be regrettable if Myriad did not defend their
remaining method claims with the same vigor and tenacity.

Posted in ,

12 responses to “Does the Myriad Decision Presage a Golden Age of Patent-Free Personalized Medicine?”

  1. Skeptical Avatar
    Skeptical

    When I read “and no less a legal luminary than Nina Totenberg” I immediately become…

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  2. EG Avatar
    EG

    Kevin,
    Nice article. A Pyrrhic victory indeed! Maybe those media pundits, as well as the ACLU/PubPat should stop “crowing” about how they “won” in the Myriad decision.

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  3. Bob Cook-Deegan Avatar
    Bob Cook-Deegan

    Not so fast.
    These claims are indeed specific and might well withstand the new post-Mayo, post-Myriad jurisprudence (who knows?). But see below.
    Who knows if Myriad will sue, but deep-sequencing of multiple genes can be done many ways. Let’s see how folks do their tests before deciding they’re going to be infringing. No one is going to do a multi-gene deep sequencing test using Sanger or hybridization, and you don’t do BRCA genotyping of patient samples on tumors (and several claims you cited are for tumor samples, see below).
    Claim 4 of ‘857 would cover Sanger, but not NGS since NGS does not entail electrophoresis (step a).
    Did you stitch together two claims in your editing of claim 9 of ‘441? One refers to genomic the other to tumor. The first half suffers the same fate as the claims invalidated by CAFC in its first (and affirmed in its second) ruling (the invalidated claims also included the language about sample origin–not sure why you italicized it). The second half (seemingly a different claim) is for tumor, and not relevant to Dx genotyping of a person.
    Claims 3 and 4 from the ‘999 patent are method-specific and not infringed by NGS. One is hybridization; the other has amplification step and electrophoresis.
    And claim 10 of ‘001 is for a tumor sample, again not genomic from a person’s blood or cheek swab.
    I don’t think you’ve made your case. Or maybe I’ve missed something.
    My sense of a subtractive algorithm: If it entails electrophoresis, can be worked around easily. If it involves tumor sample, not relevant for testing genomic DNA from an individual. If it involves hybridization, easy to work around.
    It’s gonna depend a lot on details of the methods. And here’s a general heuristic. If the claims are so broad they cover NGS sequencing, they are likely to be so broad they fall afoul of Mayo, because no one foresaw NGS until recently. There may be an NGS-infringed claim on non-tumor BRCA testing, but I don’t see it here.
    Some of the later method claims might survive, but they will be to very specific mutations (check out the claims in US 7,993,835). I can’t tell if that survives Mayo or not. But if so, it would be for one rare BRCA2 deletion and surely not gonna command an injunction, and damages would be restricted to hits on a very rare mutation so tiny percent of tests.
    BCD

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  4. EG Avatar
    EG

    “When I read “and no less a legal luminary than Nina Totenberg” I immediately become…” Skeptical
    As do I, Skeptical.

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  5. MP Avatar
    MP

    Yes, claim 9 in ‘441 is incorrectly transcribed. The correct version doesn’t have any tumor language:
    1. A method for screening germline of a human subject for an alteration of a BRCA1 gene which comprises comparing germline sequence of a BRCA1 gene or BRCA1 RNA from a tissue sample from said subject or a sequence of BRCA1 cDNA made from mRNA from said sample with germline sequences of wild-type BRCA1 gene, wild-type BRCA1 RNA or wild-type BRCA1 cDNA, wherein a difference in the sequence of the BRCA1 gene, BRCA1 RNA or BRCA1 cDNA of the subject from wild-type indicates an alteration in the BRCA1 gene in said subject.
    9. The method of claim 1 wherein a germline nucleic acid sequence is compared by amplifying all or part of a BRCA1 gene using a primer specific for a specific BRCA1 mutant allele and detecting the presence of an amplified product, wherein the presence of said product indicates the presence of said specific allele.
    This seems like the broadest protection Myriad has left, except that I’m not sure we know what cDNA means anymore. If cDNA can only be defined the way it is in the opinion: ~composite DNA with the introns removed, it’s hardly useful in an assay that identifies fragments, since there are no introns to remove. The assays wouldn’t use RNA in any case.

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  6. Dell Avatar
    Dell

    An excellent and interesting post, as always, Kevin–thanks. I am however wondering whether these claims would indeed be limited to covering only the particular mutations disclosed, as the plain language of, e.g., ‘441 claim 9 does not recite the names of the mutations. While Myriad might lose if trying to assert such a claim against a screen for a ‘new’ mutation for lack of enablement or written description, it also seems possible that they would win by virtue of having met those requirements by describing a sufficient number of examples. However, I have not looked at the prosecution history, so perhaps something in there is limiting.

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  7. Moocow Avatar
    Moocow

    BCD, I don’t think Kevin was making the case that the announced BRCA testing would inevitably infringe Myriad’s remaining claims. My takeaway is that the Supreme Court decision didn’t really change what Myriad’s competitors are free to do or not. In my opinion, the ACLU won the case when the Federal Circuit struck down Myriad’s broad “comparing” method claims. The ACLU could have stopped there because the rest of the challenged claims are irrelevant to its case. Why they persisted in challenging, for example, methods of drug screening when Harry Ostrer never expressed any interest in screening drugs is beyond me. Myriad’s other claims, to full-length genomic sequences, can easily be designed around and we can assume that Myriad’s competitors knew that all along. The upheld cDNA claims are likewise already being laughed off as irrelevant. And the fragment claims, under a PTO “broadest reasonable claim construction” are invalid anyway for other reasons and could have been wiped out in a simple ex parte reexamination.
    So I think this whole Supreme Court appeal, from the ACLU’s perspective, was just gravy. In the meantime there are companies that work in beverage manufacturing or industrial microbiology whose claims were just sacrificed by the hundreds, and who don’t quite know what to think about the “we won!” banners that went up at Cardozo Law School.

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  8. Shrivan Avatar
    Shrivan

    I think Moocow is mostly right here.
    On the other hand, I do wonder about claims 1 and 9 of the ‘441. Here’s claim 1 with the “or” clauses removed.
    “1. A method for screening germline of a human subject for an alteration of a BRCA1 gene which comprises comparing germline sequence of a BRCA1 gene … with germline sequences of wild-type BRCA1 gene … wherein a difference in the sequence of the BRCA1 gene … from wild-type indicates an alteration in the BRCA1 gene in said subject.”
    I don’t think that’s an enforceable claim, for the same reasons that claim 1 of the ‘857 went down.
    All claim 9 does is generically describe an old method for obtaining the sequence. That’s not going to save it from ineligibility.
    I’m curious as to whether anyone has thoughts about the eligibility of mixtures consisting only of individually ineligible polynucleotides (say, a new mixture of two ineligible primers). Does Myriad/Funk nix all such claims or …?

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  9. Kevin E. Noonan Avatar

    Dear Bob:
    I am not saying that third parties will inevitably infringe any of these claims. Just that it is not the case that they inevitably will not. We shall see, but Moocow is correct that access to this technology for third party providers (as opposed to patients) was achieved when the broad method claims were invalidated. For the same reasons that these claims should remain patent eligible they are also easier to design around.
    Thanks for the comment.

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  10. Moocow Avatar
    Moocow

    Shrivan – to state it in a way Justice Thomas would understand: “Primer 1 is ineligible, primer 2 is ineligible, and primer 3 is also ineligible. Put them all in a vial, and they’re all ineligible together.”
    Don’t overanalyze the opinion. Just by asking your question you’ve probably expended more mental effort than what went into the decision 🙂

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  11. Shrivan Avatar
    Shrivan

    “Under circumstances where asserting their patent rights throughout this case put the patent rights of many biotechnology companies at risk for patents Myriad itself admitted were not critically important to protect their commercial interests, it would be regrettable if Myriad did not defend their remaining method claims with the same vigor and tenacity.”
    Regrettable? Are you sure you didn’t mean “refreshing”?

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  12. Mary Avatar
    Mary

    Kevin, I have been in the trenches of attempting to obtain diagnostics methods claims since Prometheus. And I can tell you that it is unlikely that the USPTO would issue any of those methods claims noted above now. Currently, they are requiring a method of treatment step to follow the diagnosis step, even where the correlation is novel. I have tried to get claims directed to once the correlation is found, additional testing is performed, but USPTO will not allow those, I’ve found. They’ve very broadly construed Prometheus. Not that this matters all that much for the eventual Fed Circuit weigh-in of the Myriad diagnostics methods claims, but just thought I’d mention it. I guess my take on this is that the 101 eligibility of the Myriad-type diagnostics methods claims (where the correlation is actually novel)in the absence of a treatment step, really haven’t been decided yet.

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